This ontology - GLEIO - has been created by MakoLab's R&D Group. GLEIO is a semantic representation of LEI Common Data File (LEI-CDF) LEVEL 1. LEI-CDF releases: 1) V1.0 https://www.gleif.org/content/2-about-lei/5-common-data-file-format/lou-20140620.pdf 2) V2.1 https://www.gleif.org/content/2-about-lei/5-common-data-file-format/1-lei-cdf-format/2-lei-cdf-format-version-2-1/2017-03-21_lei-cdf-v2-1.pdf Contact Robert Trypuz (robert.trypuz@makolab.com) Dominik Kuziński (Dominik.Kuzinski@makolab.com)
version 2.1
Global Legal Entity Identifier Ontology (GLEIO) for LEI-CDF LEVEL 1
VERSION 1.0 (since 2016-02-10) VERSION 1.1 (since 2016-06-08) VERSION 2.0 (since 2017-04-27) VERSION 2.1 (since 2017-05-01)
has address
An address for the legal entity
has legal address
The address of the legal entity as recorded in the registration of the entity in its legal jurisdiction.
has associated entity
The property assigns some legal entity (fund manager) associated with this legal entity.
has city
The property assigns to an address of legal entity a name of the city in differnt languages and ASCII representations
has country code
The property assigns country to an address of the legal entity.
has legal entity category
Assignes to a legal entity its category. These categories are based on use cases specified in LEI-ROC policies, found at http://www.leiroc.org/list/leiroc_gls/index.htm (LEI-CDF V2.0)
has expiration reason
The property assigns to legal entity the reason that it ceased to operate.
This element shall be present if entity expiration date is assigned by means of hasEntityExpirationDate datatype property to LE, and omitted otherwise. See also EntityExpirationReason class and hasEntityExpirationDate datatype property.
has fund family
The legal entity is a fund, and the associated entity is the manager of the fund.
has headquarters address
The address of the headquarters of the legal entity.
has status
The property assigns the status (from the class LegalEntityStatus) to legal entity.
has Entity Legal Form
The property assigns to the legal entity its legal form.
has jurisdiction of legal formation and registration
The jurisdiction (location or territory) of legal formation and registration of the legal entity.
has legal name
The legal name of the entity
The property assigns to a legal entity its name in differnt languages and ASCII representations
has location
has name
This property assigns to the entity its name in differnt languages and ASCII representations
has other validation authority
Other registration authority used by the LOU to validate GLEI data.
PREVIOUS_LEGAL_NAME
has previous legal name
A primary legal name previously used by the legal entity
has primary validation authority
The (primary) registration authority used by the LOU to validate GLEI data.
has qualitative value
has registration status
The property assigns the status of the LEI registration (from RegistrationStatus class) to LEI.
This is not to be confused with the status of the legal entity itself; see hasEntityStatus. See also RegistrationStatus class.
Replaced Line1 by FirstAddressLine and Line2 etc. by AdditionalAddressLine in LEI-CDF 2.0.
has street address
The property assigns to the address of legal entity the complete description of the street address in differnt languages and ASCII representations
has subdivision code
The property assigns a region (state, province, etc) to an address of legal entity.
has successor entity
The property assigns to a legal entity (a general legal entity identifier) other legal entity (general legal entity identifier) that supersedes or subsumes it.
has successor GLEI
The property assigns to a global legal entity identifier other global legal entity identifier that supersedes or subsumes it.
has successor legal entity
The property assigns to a legal entity other legal entity that supersedes or subsumes this legal entity.
TRADING_OR_OPERATING_NAME
has trading or operating name
A "trading as", "brand name" or "operating under" name currently used by this entity in addition to, but not replacing, the (primary) legal, official registered name.
has validation source
The property assigns the current validation status (from ValidationSource class) to this LEI record.
It is omitted if the validation status is not known or not revealed. See also ValidationSource class.
identifies
The property assigns a (business or global) legal entity identifier to a legal entity.
is identified by
The property used to assign legal entity identifiers to legal entities.
is part of
is registered by
Property used to identify the registrayion authority that supplied the value of business or global legal entity identifier
has last manifestation
The property assigns the last manifestation to a variable entity.
has address number
Optional, additional structured version of an external house number, or range of numbers, contained in one of the address line elements. This could be a numeral, a letter or code made up of mixed characters (e.g. 221B). (LEI-CDF V2.0)
has address number with building
Optional, additional structured version of an internal location number, or range of numbers, contained in one of the address line elements.This could be a numeral, a letter or code made up of mixed characters (e.g. 13) of a floor, suite or apartment within a building identified e.g. by an AddressNumber element. (LEI-CDF V2.0)
has ASCII-transliterated representation (by the managing LOU)
Name or desciription auto-transliterated to ASCII characters by the managing LOU
has unique business identifier
The property assigns the business identifier to the legal entity.
has code
has date
has ISO Entity Legal Form Code
The reference code of the legal form of the entity, taken from the ISO Entity Legal Form (ELF) code list maintained by GLEIF.
has expiration date
The property assigns the date that the legal entity ceased to operate.
Omitted if LE has not ceased to operate. If LE ceased to operate (due to dissolution, merger or acquisition), them it is required to point out the expiration reason. Use hasEntityExpirationReason object property.
has global legal entity identifier code
Property assigning to the general legal entity identifier a unique 20-character alphanumeric code, defined in the ISO 17442 standard.
has ISO 3166-1 code
A 2-character country code conforming to ISO 3166-1 alpha-2.
has ISO 3166-2 code
A 4- to 6-character ISO 3166-2 region code of the region.
has initial registration date
The property assigns date/time the record of general legal entity identifier was created.
has literal representation
Language tag is to be specified.
Names or desciptions of entities (e.g. cities, legal entities or street addresses) can be expressed in many languages and in different characters. This data property points out different representations of names or descriptions of the same name. Language tag is to be specified if possible.
has mail routing
Optional free text address line to hold content from other address lines containing explicit routing information (this element's presence indicates that this address is a routing address. (LEI-CDF V2.0)
has next renewal date
The property assigning to general legal entity identifier the next date by which this identifier registration should be renewed and re-certified by the legal entity.
has other legal form
The property assigns to legal entity the free-text legal form information in the process of transition to an ELF standard code.
has postal code
The property assigns the postal code to the address of legal entity.
has ASCII-transliterated representation (by the entity for this purpose)
Name or desciription auto-transliterated to ASCII characters by the entity for this purpose
has the reference code from Registration Authorities Code List
The reference code of the registration authority, taken from the Registration Authorities Code List maintained by GLEIF.
has the registration authority code outside the Registration Authority Code List
A legacy / historical reference code of a registration authority which is not yet entered in the Registration Authorities Code List (RACL) maintained by GLEIF, or the designation of an interim register until such time as an entry from RACL can be delivered.
has the reference code that is not yet entered in RACL
has update date
The property assigns date and time the record of general legal entity identifier was most recently updated.
address
An address is a geographical location of Legal Entity. It is specified by providing information about country, subdivision, city, street or postal code. Legal Entity can have many addresses: the address of legal formation, the address of the headquarters of the entity and others. The role of the address of the legal entity is specified by object properties such as :hasAddressOfLegalFormation, :hasHeadquartersAddress, :hasAddress.
business legal entity identifier
A business legal entity identifier specifies identifier of the legal entity as maintained by a business registry in the jurisdiction of legal registration or if the entity is one that is not recorded in a business registry (e.g. one of the varieties of funds registered instead with financial regulators), the identifier of the entity in the appropriate registration authority.
city name
A name of city in differnt languages and ASCII representations
country
A country is a geographical location specified by the 2-character ISO 3166-1 alpha-2 country code. Note that ISO 3166-1 alpha-2 codes are all uppercase.
legal name
A legal name of legal entity in differnt languages and ASCII representations
entity name
A name of entity in differnt languages and ASCII representations
Names or desciptions of entities (e.g. cities, legal entities or street addresses) can be expressed in many languages and by means of different characters. Each instance of this class gathers different representations of names or descriptions of the same name.
It is a manifestation of global legal entity identifier in certain time.
manifestation of global legal entity identifier
registration status
A registration status is a status of the global legal entity identifier as registrated in GLEIS. This is not to be confused with the status of the legal entity itself; see EntityStatus.
geographical location
Geographical location is a physical quality being a point or an area on the Earth's surface.
global legal entity identifier
GLEI
A global legal entity identifier (GLEI) specifies identifier of the legal entity as maintained by a local operating unit (LOU). A complete registration of GLEI provides a unique 20-character alphanumeric code based on the ISO 17442 standard and attributes describing the registration of this GLEI with the LOU.
legal entity
Legal entity is a partnership, corporation, or other organization having the capacity to negotiate contracts, assume financial obligations, and pay off debts, organized under the laws of some jurisdiction. (FIBO) Legal entity is characterised in GLEIS by its reference data, enabling its identification.
legal entity category
Indicates the category of legal entity. The categories are based on use cases specified in LEI-ROC policies, found at http://www.leiroc.org/list/leiroc_gls/index.htm (LEI-CDF V2.0)
legal entity expiration reason
A legal entity expiration reason is a reason that a legal entity ceased to operate. Entity expiration reason shall be assigned to a legal entity if the legal entity expired and omitted otherwise. If a legal entity expired, then the entity expiration reason shall be assigned to the legal entity together with its expiration date (see :hasEntityExpirationDate data property).
Any registration of identifier of legal entity
legal entity identifier
It is a manifestation of legal entity in certain time.
manifestation of legal entity
name of legal entity
qualitative value of legal entity
legal entity status
A legal entity status is a status of the legal entity. There are two possible values of the status: "active" or "inactive". This is not to be confused with the status of the general legal entity identifier registration (see :RegistrationStatus). If a legal entity is related by :hasSuccessorLegalEntity with other legal entity, then its legal entity status is the last status of the legal entity before this record was superseded. This status is not necessarily the current status of the legal entity.
validation source
A validation source is a validation status of the general legal entity identifier as registrated in GLEIS. It can be omitted if the validation status is not known or not revealed.
legal form
The legal form of the entity. (LEI-CDF V2.0)
local operating unit
LOU
The LOU is a registration authority that is responsible for administering registration of LEIs.
qualitative value
registration authority
In the previosus verstion: http://lei.info/gleio/BusinessRegister
A registration authority is any authority that supplied the business legal entity identifier to legal entity.
street name
A complete description of street address in differnt languages and ASCII representations
subdivision
A subdivision is a geographical location specified by he code for a region (state, province, etc) as used in postal addresses for the country of this address. The region code should conform to ISO 3166-2 codes. Note that the codes are all uppercase.
LEI Data File Format 1.0, section: 3.5.6.
Active
As of the last report or update, the legal entity reported that is was legally registered and operating.
LEI Data File Format 1.0, section: 3.5.7.
Annulled
A global legal entity identifier registration that was marked as erroneous or invalid after it was issued.
Element type in LEI-CDF V2.0: BRANCH
LEI-CDF V2.0, section: 2.3.47
branch
The legal entity is a branch of another legal entity. (LEI-CDF V2.0)
Cancelled
A global legal entity identifier registration that was abandoned prior to issuance of a global legal entity identifier.
LEI Data File Format 1.0, section: 3.5.4.
Corporate Action
The legal entity was acquired or merged with another legal entity.
Dissolved
The legal entity ceased to operate.
Duplicate
A global legal entity identifier registration that has been determined to be a duplicate registration of the same legal entity as another global legal entity identifier registration.
The DUPLICATE status is assigned to the non-surviving registration (i.e., the LEI that should no longer be used). Only one of the potential multiple identifiers will survive; for all other duplicate registrations: 1. The RegistrationStatus is set to DUPLICATE 2. The LEI of the surviving LEI Registration is set in the SuccessorLEI data element of (each) duplicate LEI registration 3. The LastUpdateDate is set to reflect the date of this update 4. No further updates of the DUPLICATE registration record will occur
LEI Data File Format 1.0, section: 3.5.8.
Entity Supplied Only
Based on the validation procedures in use by the local operating unit responsible for the record, the information associated with this record has significant reliance on the information that a submitter provided due to the unavailability of corroborating information.
Fully Corroborated
Based on the validation procedures in use by the local operating unit responsible for the record, there is sufficient information contained in authoritative public sources to corroborate the information that the submitter has provided for the record.
Element type in LEI-CDF V2.0: FUND
fund
The legal entity is a fund managed by another legal entity. (LEI-CDF V2.0)
Inactive
It has been determined that the lrgal entity that was assigned the global legal entity identifier is no longer legally registered and/or operating, whether as a result of: 1. Business closure 2. Acquisition by or merger with another (or new) entity 3. Determination of illegitimacy.
Issued
A global legal entity identifier registration that has been validated and issued, and which identifies an entity that was an operating legal entity as of the last update.
Côte d'Exemple
Cote d'Exemple
One Large Office Building, 500th Floor, Suite 444
Un Grand Immeuble de Bureaux, 500e étage, Suite 444
Un Grand Immeuble de Bureaux, 500e eetage, Suite 444
Exampleville
1234 Legal Entity Lane, Suite 4321
Example Corporation
Exemple Société
Lapsed
A global legal entity identifier registration that has not been renewed and has exceeded any allowed grace period for renewal.
After being issued an LEI, an entity must regularly do the following: - Periodically verify the continued accuracy of its registration reference data that is recorded in the LOU that is responsible for managing the LEI registration of the entity, updating any aspect of the registration reference data that has changed; - Periodically renew its LEI registration agreement with the LOU, paying the renewal fee. (Although both of the above actions are typically performed at the same time, it is certainly possible that the frequency of each action could be different.) If, after being issued an LEI, - A legal entity fails to renew and re-certify its LEI registration with the LOU responsible to manage the registration by the leiNextRenewalDate, and - The legal entity fails to do so for a pre-determined (as yet unspecified) period of time, and - The legal entity is not known by public sources to have ceased operation Then 1. The leiRegistrationStatus is set to LAPSED, 2. Updates to the LEI registration are permitted, notably to reinstate the registration to the ISSUED status.
Merged
A global legal entity identifier registration for an entity that has been merged into another legal entity, such that this legal entity no longer exists as an operating entity.
If - After being issued an LEI, the entity is acquired by, or merged with, another legal entity; - Per agreements among the parties to the transaction, the LEI of the acquired or merged entity will not be used to identify the surviving entity (or if a new entity is created that is issued a new LEI) Then 1. The leiRegistrationStatus is set to “MERGED”, 2. The LEI of the surviving/new legal entity is set in the successorLEI data element of (each) LEI registration that is no longer to be used; 3. The leiRecordLastUpdate is set to reflect the date of this update, 4. The EntityExpirationDate is also set to the date of this update, 5. The EntityExpirationReason is set to “CORPORATE_ACTION”, 6. The EntityStatus is set to “INACTIVE”; and 7. No further updates of the MERGED registration record(s) will occur.
Other
The reason for expiry is not corporate action or dissolved.
Partially Corroborated
Based on the validation procedures in use by the local operating unit responsible for the record, the information supplied by the registrant can be partially corroborated by public authoritative sources, while some of the record is dependent upon the information that the registrant submitted, either due to conflicts with authoritative information, or due to data unavailability.
Pending
The validation of the reference data provided by the registrant has not yet occurred.
Pending Archival
A global legal entity identifier registration is about to be transferred to a different local operating unit, after which its registration status will revert to a non-pending status. The pending archival status serves to inform recipients of local operating unit provided data files that a global legal entity identifier record will be removed from that local operating unit’s published file after the transfer is complete.
Pending Transfer
A global legal entity identifier registration that has been requested to be transferred to another local operating unit. The request is being processed at the sending local operating unit. When the receiving local operating unit is ready, the status will be changed to pending archival by the sending local operating unit prior to completion of the transfer.
Pending Validation
An application for a global legal entity identifier that has been submitted and which is being processed and validated. A global legal entity identifier registrations in the pending state are not intended for public release, but could be used internally between local operating units.
Retired
A global legal entity identifier registration for an entity that has ceased operation, without having been merged into another entity.
If - After being issued an LEI, the entity ceases to operate (goes out of business and/or dissolves its legal standing) - The entity informs the LOU of the cessation of business, OR, the managing LOU determines by public sources that the legal entity has been dissolved or ceased to operate (and the LOU seeks to confirm this status through all available channels with the entity) Then 1. The leiRegistrationStatus is set to “RETIRED”; 2. The leiRecordLastUpdate is set to reflect the date of this update; 3. The EntityExpirationDate is also set to the date of this update; 4. The EntityExpirationReason is set to “DISSOLVED”; 5. The EntityStatus is set to “INACTIVE”; and 6. No further updates of the RETIRED registration record will occur.
Element type in LEI-CDF V2.0: SOLE_PROPRIETOR
sole proprietor
The legal entity is an individual acting in a business capacity. (LEI-CDF V2.0)
Transferred
A global legal entity identifier registration that has been transferred to a different local operting unit as the managing local operting unit. A record in this state is not published, but may be used internally by the prior local operting unit for audit trail purposes.